Grant Trevor thato
SCRD Number: 8678457
Broker authorized by Financial Service Providers SA
Investment Adviser
Contact Information
Licence(s)
Province Registrations
- Eastern Cape
- Free State
- Gauteng
- KwaZulu-Natal
- Limpopo
- Mpumalanga
- North West
- Northern Cape
- Western Cape
Current Registration
Additional Information
The content of this summary, as well as the detailed report available, is governed by the Financial Sector Conduct Authority (FSCA) under the Financial Advisory and Intermediary Services (FAIS) Act, 2002. The information presented is primarily based on details submitted through official registration forms and disclosures required of authorised Financial Services Providers (FSPs) and their representatives. Relevant FSCA regulations, updates, and guidance notices can be viewed on the FSCA’s official website.
Provincial or other regulatory authorities are governed by their respective public records and access-to-information laws (not FSCA regulations) and may provide additional details not contained in the FSCA’s public register. This may include information that is no longer required to be disclosed or updated under the FAIS Act — for example, due to the age or final resolution of a matter. You may contact the relevant authority directly to request such information
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both.
Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Previously Registered
A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so.
A Previously Registered broker or brokerage firm is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients). They may still be able to offer other investment-related services if properly licensed to do so.